TD PRIME SERVICES LLC

Broker-DealerFINRA MemberEst. 1952
Total AUM
Advisory reps
60
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
1914
Registered since
January 13, 1952

Firm profile

FINTRX

Overview

TD Prime Services LLC is organized as a limited liability company and has been registered with the SEC since 1952. Public records classify the firm as unclassified and list its ownership as a combination of a domestic entity and an individual. The firm does not identify itself as a capital allocator, and it is not flagged as an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser in the available dataset. Disclosure around the firm’s investment approach, client segmentation, and specific advisory activities is limited in the source data. That lack of detail means there is no clear public description of how TD Prime Services sources managers, structures client mandates, or positions its offering relative to other wealth-management platforms.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • MICHAEL BROADBERY

    Chief Compliance OfficerCRD 6947899

  • JORGE ORTIZ

    CFOCRD 2725922

  • CHRISTINA PETROU

    Chief Compliance OfficerCRD 4007468

Contacts

3 of 57
  • FRANK AMICO

    Managing DirectorCRD 3188047

  • STEPHEN MALTZ

    Managing DirectorCRD 4995371

  • THOMAS DISTEFANO

    Managing DirectorCRD 5545913

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1 Vanderbilt Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth