TD Prime Services LLC

Broker-DealerFINRA MemberEst. 2026
Total AUM
Advisory reps
58
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
1914
Registered since
July 28, 2026

Firm profile

FINTRX

Overview

TD Prime Services LLC is organized as a limited liability company and is recorded as an SEC-registered adviser with an effective year of 2026. Ownership is noted as a mix of a domestic entity and an individual. The firm’s public disclosures are sparse: it is not identified as a capital allocator, does not self-identify as an active ESG investor, and is not flagged as a multistate adviser, pension consultant, or related adviser. No information about the firm’s investment strategies, target client segments, fee models, or specific business activities was provided in the source material.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Michael Broadbery

    Michael Broadbery

    Chief Compliance OfficerCRD 6947899

  • Jorge Ortiz

    Jorge Ortiz

    CFOCRD 2725922

  • Glenn Gibson

    Glenn Gibson

    Chief Executive OfficerCRD 5659024

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Contacts

3 of 54
  • Frank Amico

    Frank Amico

    Managing DirectorCRD 3188047

  • Stephen Maltz

    Managing DirectorCRD 4995371

  • Thomas Distefano

    Thomas Distefano

    Managing DirectorCRD 5545913

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1 Vanderbilt Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth