TD PRIME SERVICES LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 1914
- Registered since
- January 13, 1952
- Website
- www.tdprimeservices.com
Firm profile
FINTRXOverview
TD Prime Services LLC is organized as a limited liability company and has been registered with the SEC since 1952. Public records classify the firm as unclassified and list its ownership as a combination of a domestic entity and an individual. The firm does not identify itself as a capital allocator, and it is not flagged as an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser in the available dataset. Disclosure around the firm’s investment approach, client segmentation, and specific advisory activities is limited in the source data. That lack of detail means there is no clear public description of how TD Prime Services sources managers, structures client mandates, or positions its offering relative to other wealth-management platforms.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3MICHAEL BROADBERY
Chief Compliance OfficerCRD 6947899
JORGE ORTIZ
CFOCRD 2725922
CHRISTINA PETROU
Chief Compliance OfficerCRD 4007468
Contacts
3 of 57FRANK AMICO
Managing DirectorCRD 3188047
STEPHEN MALTZ
Managing DirectorCRD 4995371
THOMAS DISTEFANO
Managing DirectorCRD 5545913
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 1 Vanderbilt Ave
- Time zone
- ET (UTC-5)
- Office locations
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