RIAs: $500M – $1B AUM

2,403 RIAs in the $500M – $1B AUM range, ranked by reported regulatory assets.

SER Capital Partners Management, LP

RIA

Redwood City, CA

AUM $686MTEAM 11REPS 3

Thayer Partners LLC

RIA

AUM $686MTEAM 11REPS 8

Topspin Management Company Lbo LLC

RIA

Mamaroneck, NY

AUM $686MTEAM 10REPS 4

Indie Asset Partners, LLC

RIA

Carmel, IN

AUM $685MTEAM 9REPS 4

Precedent Wealth Partners, LLC

RIA

Houston, TX

AUM $685MTEAM 12REPS 18

Sandy Cove Advisors, LLC

RIA

Hingham, MA

AUM $685MTEAM 8REPS 4

Providence Wealth Advisors, LLC

RIA

Frankfort, IL

AUM $684MTEAM 11REPS 6

Integra Global Advisors LLC

RIA

Stamford, CT

AUM $684MTEAM 11REPS 8

Northern Financial Advisors, Inc

RIA

Bloomfield Hills, MI

AUM $684MTEAM 12REPS 7

Marietta Investment Partners, LLC

RIA

Milwaukee, WI

AUM $684MTEAM 8REPS 7

High Note Wealth, LLC

RIA

Wayzata, MN

AUM $683MTEAM 8REPS 4

Argent Retirement Plan Advisors, LLC

RIA

New Orleans, LA

AUM $683MTEAM 7REPS 6

Goodhart Partners LLP

RIA

London

AUM $683MTEAM 18REPS 9

Phocas Financial Corporation

RIA

Alameda, CA

AUM $683MTEAM 10REPS 6

Compass Wealth Management LLC

RIA

Guilford, CT

AUM $683MTEAM 5REPS 6

RC Capital

RIA

Cincinnati, OH

AUM $682MTEAM 18REPS 6

Ventira Private Wealth Management Ltd.

RIA

Zurich

AUM $682MTEAM 4REPS 5

Global Frontier Investments, LLC

RIA

Charleston, SC

AUM $682MTEAM 2REPS 2

Broad Run Investment Management, LLC

RIA

Arlington, VA

AUM $682MTEAM 6REPS 5

Sandbox Financial Partners, LLC

RIA

Bethesda, MD

AUM $682MTEAM 11REPS 6

Dash Investments

RIA

Woodland Hills, CA

AUM $682MTEAM 9REPS 6

Synergy Investment Management LLC

RIA

Altamonte Spirngs, FL

AUM $681MTEAM 22REPS 17

Belltower Partners

RIA

New York, NY

AUM $681MTEAM 5REPS 2

Lees Monsour Group

RIA

Shreveport, LA

AUM $681MTEAM 4REPS 3

Other AUM ranges

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