PROVIDENCE WEALTH ADVISORS, LLC
Firm details
- Headquarters
- FRANKFORT, Illinois
- CRD number
- 153646
- Registered since
- April 19, 2010
- Website
- www.providencewealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Commissions
- Client types
- Individuals94.34%
- Corporations / Businesses4.08%
- Charitable Organizations1.57%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Providence Wealth Advisors, LLC is an independent registered investment adviser and limited liability company that provides financial planning and discretionary portfolio management for individuals, families, small businesses and institutions. The firm also functions as an insurance broker and offers commission-based products in addition to fee-based asset management. It does not position itself as an ESG investor and is not listed as a capital allocator; instead, it sources third-party managers for some alternative exposures. Advisory services include comprehensive financial planning and portfolio management for individual and business clients. The firm’s business mix combines asset-management relationships with insurance brokerage activity, reflecting a hybrid delivery of advice and product distribution.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds40%
- US Government Bonds33%
- Exchange Traded Equities26%
- Cash & Cash Equivalents1%
Contacts
3 of 6NICOLE SMIT
Trust OfficerCRD 6234748
Jay Faler
Investment Advisor RepresentativeCRD 6885938
BRIAN GRANATO
Senior Vice PresidentCRD 2232854
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1Active vs passive
$415K in ETFs
0%
$0
0%
$415K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| BLUEROCK PRIVATE REAL ESTATE FUND (BPRE) | $415K | 24,940 | 100.00% |
Location
FRANKFORT, IL
WILL
Location
FRANKFORT, IL
Headquartered in FRANKFORT, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- WILL
- Address
- 20220 S Lagrange Rd
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
LATKO WEALTH MANAGEMENT, LTD.
RIAFRANKFORT, IL
PRAIRIEVIEW WEALTH & TAX ADVISORS
RIAFRANKFORT, IL
MCDONNELL CAPITAL MANAGEMENT
RIAFRANKFORT, IL
STENGER FAMILY OFFICE, LLC
RIANAPERVILLE, IL
MCNALLY ADVISORS, LLC
RIACHICAGO, IL
1ST & MAIN GROWTH PARTNERS
RIACHICAGO, IL