PRAIRIEVIEW WEALTH & TAX ADVISORS

RIASEC RegisteredEst. 2023
Total AUM
$207M
Discretionary
$207M
100% of AUM
Avg account
$235K
Accounts
882
Employees
9
Advisory reps
4

Firm details

Headquarters
FRANKFORT, Illinois
CRD number
327974
Registered since
September 29, 2023
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI62.72%
  • Individuals37.28%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Prairieview Wealth & Tax Advisors is an independent registered investment adviser formed as a limited liability company and registered with the SEC in 2023. The firm serves individual and family clients with a mix of financial planning and portfolio management for individuals and small businesses. Its business lines include insurance brokerage and accounting services, reflecting a combined tax-and-wealth advisory model. Prairieview reports an individual-owner structure and does not position itself as a capital allocator, pension consultant, or asset manager for other advisers. It is not an active ESG investor and does not report multi-state adviser status.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 91%, Cash & Cash Equivalents 6%, Exchange Traded Equities 2%, Investment Grade Corp Bonds 1%91%
  • Public Funds/Mutual Funds91%
  • Cash & Cash Equivalents6%
  • Exchange Traded Equities2%
  • Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • MICHELLE MCCARTHY

    Chief Compliance OfficerCRD 7682269

Contacts

3 of 3
  • Kaitlyn Hedger

    Associate Wealth PartnerCRD 7064953

  • ROBERT MORVICE

    Director of OperationsCRD 4639497

  • TIMOTHY REGAN

    FounderCRD 2812034

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 31

Active vs passive

$128M in ETFs

Passive

82%

$106M

Active

18%

$22.9M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$26.1M39,90920.30%

Location

Primary office

FRANKFORT, IL

WILL

Location

FRANKFORT, IL

Headquartered in FRANKFORT, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
WILL
Address
28 W Nebraska St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth