MA PRIVATE WEALTH, LLC

RIASEC RegisteredEst. 2018
Total AUM
$686M
Discretionary
$681M
99% of AUM
Avg account
$673K
Accounts
1,019
Employees
7
Advisory reps
5

Firm details

Headquarters
SAN CARLOS, California
CRD number
291366
Registered since
January 19, 2018
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI73.95%
  • Individuals26.05%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

MA Private Wealth, LLC is an independent registered investment adviser formed as an LLC in 2018 that focuses on serving individual and family clients. The firm offers comprehensive financial planning and portfolio management across individual/small business and institutional/business segments, and it also performs manager selection for third-party advisers. Its fees combine a percentage-of-AUM component with fixed fees, and the firm identifies itself as a capital allocator — meaning it places client capital with external managers where appropriate. MA Private Wealth does not self-identify as an active ESG investor and is not structured as a multi-state or pension consulting practice.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 90%, Cash & Cash Equivalents 4%, Exchange Traded Equities 3%, Non-Exchange Traded Equities 2%, Other 1%90%
  • Public Funds/Mutual Funds90%
  • Cash & Cash Equivalents4%
  • Exchange Traded Equities3%
  • Non-Exchange Traded Equities2%
  • Other1%

Owners & executives

2 of 2
  • ERICA ARROYO

    COOCRD 4873607

  • MARTIN MILLER

    CEOCRD 2194277

Contacts

3 of 3
  • Mallory Davis

    Private Wealth AdvisorCRD 7738339

  • BRIAN FERRIN

    Financial AdvisorCRD 2202649

  • VIJAY PATEL

    Private Wealth AdvisorCRD 4595598

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 75

Active vs passive

$682M in ETFs

Passive

75%

$509M

Active

15%

$173M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$74.7M125,01210.96%

Location

Primary office

SAN CARLOS, CA

SAN MATEO

Location

SAN CARLOS, CA

Headquartered in SAN CARLOS, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN MATEO
Address
1355 San Carlos Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth