Alliance Advisory & Securities, LLC

RIASEC RegisteredEst. 2006

Total AUM

$687M

Discretionary

$393M

57% of AUM

Avg account

$250K

Accounts

2,748

Employees

Advisory reps

Firm details

Headquarters: Westlake Village, California
CRD number: 18835
Registered since: September 5, 2006
Website: www.aewealth.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI74.27%
Individuals24.92%
Charitable Organizations0.8%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Alliance Advisory & Securities, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2006. The firm identifies as a capital allocator and serves both individual/family and institutional clients. Its fee arrangements include percentage-of-AUM, hourly charges and fixed fees. Advisory capabilities span financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, selection of other advisers, and educational seminars/workshops. The firm describes itself as an active ESG investor and is involved in other financial product distribution. Corporate roles and industry relationships include acting as an investment sponsor/GP or managing member for pooled vehicles, and affiliations with accountants and real estate broker activities.