Williams & Novak Wealth Management, LLC

RIASEC RegisteredEst. 2023

Total AUM

$343M

Discretionary

$343M

100% of AUM

Avg account

$331K

Accounts

1,036

Employees

Advisory reps

Firm details

Headquarters: Westlake Village, California
CRD number: 324173
Registered since: July 6, 2023
Custodians: NATIONAL FINANCIAL SERVICES LLC, ALTRUIST FINANCIAL LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI86.94%
Individuals10.52%
Pension & Profit Sharing Plans2.28%
Charitable Organizations0.26%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Williams & Novak Wealth Management, LLC is an independent, SEC-registered advisory firm organized as an LLC and registered in 2023. The firm identifies as a capital allocator and serves both individual/family and institutional clients. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. Beyond portfolio advisory work, the firm operates as an insurance broker and provides accounting services. Advisory capabilities listed in regulatory filings emphasize financial planning, portfolio management for individuals and small businesses, and selection of outside managers. The firm also offers pension-consulting work, publishes periodic investment material, and runs educational seminars and workshops. The data indicates Williams & Novak is not an active ESG investor and is not categorized as a multi-state adviser.