CRUDEN BAY INVESTMENT MANAGEMENT, LLC

RIASEC RegisteredEst. 2016
Total AUM
$663M
Discretionary
$610M
92% of AUM
Avg account
$1.1M
Accounts
610
Employees
4
Advisory reps
4

Firm details

Headquarters
WESTLAKE VILLAGE, California
CRD number
284787
Registered since
August 30, 2016
Custodians
CHARLES SCHWAB & CO., INC., LPL FINANCIAL LLC
Fee structure
Percentage of AUM
Client types
  • HNWI82.37%
  • Charitable Organizations14.71%
  • Individuals2.92%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Cruden Bay Investment Management, LLC is an SEC-registered advisory firm organized as an LLC and operating since 2016. The firm serves individual and family clients and provides portfolio management for both individuals/small businesses and for businesses or institutional clients. Its fees are charged as a percentage of assets under management. Cruden Bay is not identified as an active ESG investor, is not a multi-state adviser, and does not act as a capital allocator or pension consultant according to its filings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 67%, Private Funds 14%, State & Local Bonds 12%, Exchange Traded Equities 6%, Cash & Cash Equivalents 1%67%
  • Public Funds/Mutual Funds67%
  • Private Funds14%
  • State & Local Bonds12%
  • Exchange Traded Equities6%
  • Cash & Cash Equivalents1%

Contacts

3 of 4
  • SELWYN HERSON

    ChairmanCRD 5834746

  • ANDREW LOWENSTEIN

    PartnerCRD 5207209

  • JONATHAN HERSON

    PartnerCRD 5103079

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

WESTLAKE VILLAGE, CA

VENTURA

Location

WESTLAKE VILLAGE, CA

Headquartered in WESTLAKE VILLAGE, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
VENTURA
Address
2945 Townsgate Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth