West Branch Capital LLC
Firm details
- Headquarters
- Amherst, Massachusetts
- CRD number
- 133813
- Registered since
- July 24, 2013
- Website
- www.westbranchcapital.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- HNWI86.01%
- Individuals12.13%
- Pension & Profit Sharing Plans0.74%
- Charitable Organizations0.63%
- Corporations / Businesses0.49%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
West Branch Capital LLC is an independent, individually owned registered investment adviser that registered with the SEC in 2013. The firm focuses on serving individual and family clients, providing financial planning and discretionary portfolio management for individuals and small businesses. Its fee arrangements include a percentage-of-AUM model, fixed fees, and performance-based fees. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities46%
- US Government Bonds25%
- Public Funds/Mutual Funds16%
- Cash & Cash Equivalents11%
- Investment Grade Corp Bonds2%
Owners & executives
1 of 1
Ayaz Mahmud
Founder and Chief Executive OfficerCRD 1094095
Contacts
3 of 3
James Ho
Managing Director and PrincipalCRD 2036580
Anne Christopulos
Managing DirectorCRD 2077885
Ian Mahmud
PrincipalCRD 5929233
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 124Active vs passive
$40.8M in ETFs
97%
$39.7M
1%
$1.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $22.9M | 30,033 | 56.14% |
Location
Amherst, MA
Hampshire
Location
Amherst, MA
Headquartered in Amherst, MA, in the Northeast of the United States.
- Region
- Northeast
- County
- Hampshire
- Address
- 9 Research Dr
- Time zone
- ET (UTC-5)
- Office locations
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