RIAs: $1B – $5B AUM

3,232 RIAs in the $1B – $5B AUM range, ranked by reported regulatory assets.

JAG Capital Management LLC

RIA

Saint Louis, MO

AUM $1.9BTEAM 21REPS 16

Tributary Capital Management, LLC

RIA

Omaha, NE

AUM $1.9BTEAM 19REPS 10

DWS Investments Australia Limited

RIA

Sydney

AUM $1.9BTEAM 25REPS 7

Saratoga Management Company LLC

RIA

New York, NY

AUM $1.9BTEAM 7REPS 3

Saratoga Investment Advisors, LLC

RIA

New York, NY

AUM $1.9BTEAM 28REPS 3

Halifax Investment Management, L.L.C.

RIA

Raleigh, NC

AUM $1.9BTEAM 18REPS 5

Glouston Capital Partners, LLC

RIA

Boston, MA

AUM $1.9BTEAM 19REPS 4

Bpoc

RIA

Chicago, IL

AUM $1.9BTEAM 17REPS 3

SP Asset Management LLC

RIA

Cupertino, CA

AUM $1.9BTEAM 3REPS 6

Avenue Asia Capital Management, L.P.

RIA

New York, NY

AUM $1.9BTEAM 183REPS 5

Whittier Advisors, LLC

RIA

Newport Beach, CA

AUM $1.9BTEAM 7REPS 13

RHO Treasury

RIA

New York, NY

AUM $1.9BTEAM 4REPS 1

BOW Wave Capital Management, LP

RIA

New York, NY

AUM $1.9BTEAM 3REPS 2

Clarion Capital Partners, LLC

RIA

New York, NY

AUM $1.9BTEAM 38REPS 4

Treville Capital Management LLC

RIA

New York, NY

AUM $1.9BTEAM 31REPS 4

Endeavour Capital

RIA

Portland, OR

AUM $1.9BTEAM 24REPS 8

Broad Bay Capital Management LP

RIA

New York, NY

AUM $1.9BTEAM 10REPS 3

True Link Financial Advisors

RIA

San Francisco, CA

AUM $1.9BTEAM 7REPS 8

Retirement Management Systems

RIA

Leonardtown, MD

AUM $1.9BTEAM 11REPS 4

Eton Advisors

RIA

Chapel Hill, NC

AUM $1.9BTEAM 11REPS 9

Granite Partners

RIA

Saint Cloud, MN

AUM $1.9BTEAM 34REPS 4

Liberty Street Advisors, Inc.

RIA

New York, NY

AUM $1.9BTEAM 19REPS 6

Modell Capital Management LLC

RIA

Bloomfield Hills, MI

AUM $1.9BTEAM 7REPS 3

Atlas Infrastructure

RIA

London

AUM $1.9BTEAM 31REPS 4

Other AUM ranges

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