DWS Investments Australia Limited

RIASEC RegisteredEst. 2000
Total AUM
$1.9B
Discretionary
$0
0% of AUM
Avg account
$36.5M
Accounts
52
Employees
25
Advisory reps
7

Firm details

Headquarters
Sydney,
CRD number
109112
Registered since
July 14, 2000
Custodians
STATE STREET BANK AND TRUST COMPANY
Fee structure
Percentage of AUM
Client types
  • Pooled Investment Vehicles50.15%
  • Pension & Profit Sharing Plans40.66%
  • Sovereign Wealth Funds5.45%
  • Investment Companies3.74%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

DWS Investments Australia Limited is a corporate, SEC-registered investment adviser operating as an Australian affiliate of a foreign owner structure. It serves primarily institutional clients and runs fee schedules based on a percentage of assets under management. The firm focuses on portfolio management across multiple vehicle types — investment companies, pooled investment vehicles and mandates for businesses or institutions — and reports itself as an active ESG investor. Its regulatory footprint and business activities include roles beyond discretionary investment management: broker-dealer relationships, swap-dealer registration, commodity pool/CTA activity, futures commission merchant functions, trust or banking capabilities and sponsor/GP roles for pooled vehicles and limited partnerships.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Owners & executives

2 of 2
  • Samantha Mason

    Chief Operating OfficerCRD 8069053

  • Simon Murfin

    Simon Murfin

    Director & Chief Operating OfficerCRD 6994449

Contacts

3 of 5
  • Lidia Tomova

    Head of Global Client GroupCRD 8064819

  • Chris Robinson

    Chris Robinson

    Account AdministratorCRD 6462198

  • Ben Taylor

    CRD 8281783

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Sydney, null

Location

Sydney, null

Headquartered in Sydney, null.

Address
Deutsche Bank Pl
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth