DWS Investments Australia Limited

Overview

DWS Investments Australia Limited is a corporate, institutional registered investment adviser focused on serving institutional clients. The firm has been SEC-registered since 2000 and is owned as a foreign entity/individual. Its advisory work centers on portfolio management for investment companies, pooled investment vehicles, and businesses or institutions, and it charges fees on a percentage-of-AUM basis. The firm identifies itself as an active ESG investor. In addition to its RIA activities, the firm maintains a range of industry roles and affiliations, including broker-dealer activities, registered security-based swap dealing, commodity pool/CTA roles, futures commission merchant capabilities, banking or thrift institution ties, trust company functions, and sponsor or GP roles for pooled investment vehicles. The firm is not structured as a multi-state adviser, is not a capital allocator, and does not list pension consulting or related-adviser status.

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Location & Offices