Saratoga Investment Advisors, LLC

RIASEC RegisteredEst. 2010

Total AUM

$1.9B

Discretionary

$1.9B

100% of AUM

Avg account

$949M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 153060
Registered since: March 16, 2010
Website: saratogainvestmentcorp.com
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Business Development Companies99.36%
Pooled Investment Vehicles0.64%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Saratoga Investment Advisors, LLC is an SEC‑registered institutional registered investment adviser organized as an LLC and operating since 2010. The firm focuses on portfolio management for investment companies and pooled investment vehicles and also serves as sponsor, general partner, and managing member of pooled vehicles. Its client base is institutional, and the firm charges a combination of a percentage‑of‑assets fee and performance‑based fees. Saratoga is not identified as an active ESG investor and is not described as a capital allocator or a multi‑state adviser.