Tributary Capital Management, LLC

RIASEC Registered
Total AUM
$1.9B
Discretionary
$1.9B
100% of AUM
Avg account
$2.3M
Accounts
840
Employees
19
Advisory reps
10

Firm details

Headquarters
Omaha, Nebraska
CRD number
112528
Registered since
May 23, 2001
Custodians
FIRST NATIONAL BANK, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Investment Companies58.47%
  • Banking / Thrift Institutions21.07%
  • Other Investment Advisers7.69%
  • HNWI5.51%
  • Charitable Organizations3.77%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Tributary Capital Management, LLC is an institutional registered investment adviser that has been SEC registered since 2001. Structured as an LLC with a domestic-entity/individual ownership mix, the firm provides discretionary portfolio management across individual and family clients as well as institutional investors. Its advisory mandate covers separate account management for individuals and small businesses, investment companies, and other business or institutional clients. Fees are charged as a percentage of assets under management. The firm does not identify as an active ESG investor and is not listed as a capital allocator. The firm maintains a set of industry relationships that extend beyond traditional RIA activities: filings indicate affiliations with broker-dealers, other investment advisers, registered municipal advisor functions, banking or thrift institutions, trust companies, and insurance companies. Pension consulting and related-adviser roles are not part of its stated activities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 90%, Public Funds/Mutual Funds 5%, US Government Bonds 3%, Cash & Cash Equivalents 3%90%
  • Exchange Traded Equities90%
  • Public Funds/Mutual Funds5%
  • US Government Bonds3%
  • Cash & Cash Equivalents3%

Owners & executives

1 of 1
  • Elizabeth Nelson

    Chief Compliance OfficerCRD 5422988

Contacts

3 of 9
  • Conan Heelan

    Conan Heelan

    Portfolio SpecialistCRD 7000897

  • Nicholas Nevole

    Nicholas Nevole

    Portfolio Manager, AnalystCRD 7067327

  • Michael Johnson

    Michael Johnson

    Portfolio Manager, AnalystCRD 5467445

Unlock 6 more contacts →

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Omaha, NE

Douglas

Location

Omaha, NE

Headquartered in Omaha, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.

Metro area
Omaha-Council Bluffs-Fremont, NE-IA
Region
Midwest
County
Douglas
Address
1601 Dodge St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth