HALIFAX INVESTMENT MANAGEMENT, L.L.C.

RIASEC RegisteredEst. 2010
Total AUM
$1.9B
Discretionary
$1.9B
100% of AUM
Avg account
$237M
Accounts
8
Employees
18
Advisory reps
5

Firm details

Headquarters
RALEIGH, North Carolina
CRD number
152789
Registered since
July 21, 2010
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Halifax Investment Management, L.L.C. is an SEC-registered investment manager organized as an LLC and operating primarily as a private equity fund manager. The firm serves institutional clients and focuses on managing pooled investment vehicles rather than acting as a capital allocator to outside managers. Halifax performs portfolio management for its private funds and also sponsors and serves as general partner/managing member of pooled vehicles. Its fee model includes percentage-of-AUM charges along with performance-based fees and other fee arrangements. The firm is not identified as an active ESG investor and does not present itself as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • ARTHUR HIGH

    Chief Financial OfficerCRD 7354895

Contacts

3 of 4
  • CHRISTOPHER CATHCART

    Managing PartnerCRD 5172195

  • SCOTT PLUMRIDGE

    Managing PartnerCRD 6775855

  • David Bard

    PartnerCRD 7529563

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

RALEIGH, NC

WAKE

Location

RALEIGH, NC

Headquartered in RALEIGH, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
WAKE
Address
3605 Glenwood Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth