Founders Financial Alliance, LLC

RIASEC Registered

Total AUM

$1.2B

Discretionary

$1.2B

100% of AUM

Avg account

$280K

Accounts

4,229

Employees

Advisory reps

Firm details

Headquarters: Raleigh, North Carolina
CRD number: 173011
Registered since: November 21, 2016
Website: foundersfa.com
Custodians: LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC., RAYMOND JAMES & ASSOCIATES, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI65.19%
Individuals30.36%
Pension & Profit Sharing Plans2.3%
Corporations / Businesses1.48%
Charitable Organizations0.43%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Founders Financial Alliance, LLC is an independent registered investment adviser operating as a limited liability company. The firm is SEC-registered (registered in 2016) and describes itself as a capital allocator serving individual and family clients as well as institutional clients. Its advisory services cover financial planning, portfolio management for individuals/small businesses and for businesses or institutions, pension consulting and the selection of other advisers. The firm charges fees via asset-based fees, hourly billing and fixed fees. It does not identify as an active ESG investor.