Capital Investment Counsel Inc
Firm details
- Headquarters
- Raleigh, North Carolina
- CRD number
- 104591
- Registered since
- March 20, 1984
- Website
- www.capital-invest.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
- Client types
- HNWI77.29%
- Individuals11.96%
- Pension & Profit Sharing Plans5.68%
- Corporations / Businesses5.03%
- Charitable Organizations0.04%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Capital Investment Counsel Inc is a corporate RIA that has reported SEC registration since 1984 and operates with individual ownership. Its client mix includes private individuals and families as well as institutional relationships. The firm provides financial planning and portfolio management for individuals and small businesses and also conducts broker-dealer registered‑representative activities; it maintains affiliations with broker‑dealers and insurance firms. Fee arrangements are varied — the firm charges percentage‑of‑AUM fees but also uses hourly, fixed fees and commission structures. The firm does not identify itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities89%
- Cash & Cash Equivalents7%
- Public Funds/Mutual Funds3%
- Other1%
Owners & executives
2 of 2
Ronald King
Chief Compliance OfficerCRD 2530489
Richard Bryant
CEO and Co-FounderCRD 1069685
Contacts
3 of 4
Kurt Dressler
Vice PresidentCRD 2381036
Sue Harrington
Operations ManagerCRD 2756969
Richard Battle
Investment AdvisorCRD 2349045
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 119Active vs passive
$92.9M in ETFs
95%
$88.1M
3%
$4.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| F/M US TREASURY 3 MONTH BILL FUND (TBIL) | Passive | Ultrashort Bond | $26.4M | 528,870 | 28.38% |
Location
Raleigh, NC
Wake
Location
Raleigh, NC
Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- Wake
- Address
- 100 E Six Forks Rd
- Time zone
- ET (UTC-5)
- Office locations
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