RETIREMENT MANAGEMENT SYSTEMS
Firm details
- Headquarters
- LEONARDTOWN, Maryland
- CRD number
- 150351
- Registered since
- January 19, 2010
- Website
- www.manage401k.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals51.32%
- HNWI48.68%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops
Firm profile
FINTRXOverview
Retirement Management Systems is an independent, corporation-structured registered investment adviser focused on individual and family clients. The firm has been SEC-registered since 2010 and is owned by an individual. Its advisory mix centers on financial planning, discretionary portfolio management for individuals and small businesses, pension consulting services, and education through seminars and workshops. Compensation models include a percentage-of-AUM option plus hourly and fixed-fee arrangements. The firm is not designated as an active ESG investor and is not identified as a capital allocator. Regulatory flags in the source are mixed: the firm lists pension consulting among its advisory activities while a separate field marks “Pension Consultant: No.” It also indicates it is not registered as a multi-state adviser even though it operates multiple offices; that discrepancy likely reflects a specific registration status rather than the physical footprint.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds86%
- Cash & Cash Equivalents10%
- Exchange Traded Equities2%
- US Government Bonds1%
- Other1%
Owners & executives
1 of 1JOSEPH SCARBOROUGH
President and CEOCRD 1011773
Contacts
3 of 3Matthew Scarborough
Partner, Financial AdvisorCRD 7191345
JOHN BLAMPHIN
General ManagerCRD 4565896
DEBRA ROSENTHAL-RITTER
Investment Adviser RepresentativeCRD 1286796
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 48Active vs passive
$444M in ETFs
72%
$318M
23%
$127M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG) | State Street | Passive | Large Growth | $31M | 316,966 | 6.98% |
Location
LEONARDTOWN, MD
SAINT MARYS
Location
LEONARDTOWN, MD
Headquartered in LEONARDTOWN, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.
- Metro area
- Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
- Region
- South
- County
- SAINT MARYS
- Address
- 41615 Park Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
ALLIANCE PARTNERS LLC
RIACHEVY CHASE, MD
BERMAN MCALEER
RIATIMONIUM, MD
TRUMBOWER FINANCIAL ADVISORS LLC
RIABETHESDA, MD
WBH ADVISORY, INC.
RIABALTIMORE, MD
ALBION RIVER
RIAROCKVILLE, MD
ADVISORSHARES
RIABETHESDA, MD