Eton Advisors

RIASEC RegisteredEst. 2017

Total AUM

$1.9B

Discretionary

$1.4B

75% of AUM

Avg account

$13.1M

Accounts

144

Employees

Advisory reps

Firm details

Headquarters: Chapel Hill, North Carolina
CRD number: 289395
Registered since: August 25, 2017
Website: etonadvisors.com
Custodians: CHARLES SCHWAB & CO., INC., THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Fixed Fees, Other
Client types: Corporations / Businesses39.62%
HNWI37.5%
Other10.92%
Pooled Investment Vehicles8.25%
Charitable Organizations2.07%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

Eton Advisors is an independent registered investment adviser organized as an LLC and SEC-registered since 2017. The firm presents itself as a capital allocator serving both individual and family clients as well as institutional accounts. Its advisory offerings span financial planning and portfolio management for individuals, small businesses, pooled investment vehicles and institutional clients. Eton Advisors also engages in selection of external managers and publishes periodic investment commentary; its regulatory and business activities indicate roles as a CPO/CTA and other financial product salesperson. The firm uses a mix of fee arrangements, including percentage-of-AUM and fixed fees, and it reports that it is not an active ESG investor. Affiliations listed in firm materials show relationships across the financial services ecosystem — broker-dealer, other advisers, accounting and legal firms, insurance and real estate brokers — and an ability to sponsor pooled investment vehicles.