Univest Securities, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 36105
- Registered since
- June 14, 1994
- Website
- www.univest.us
Firm profile
FINTRXOverview
Univest Securities, LLC is organized as a limited liability company and is classified in the FINTRX snapshot as an investment bank. The firm has been SEC-registered since 1994. Ownership is listed as a domestic entity/individual structure. FINTRX does not categorize Univest as a capital allocator and flags it as not being a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. The record also notes that the firm is not an active ESG investor.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 4Yi Guo
CEOCRD 6246079
Marcus McCain
Chief Compliance OfficerCRD 5279394
Bradley Richmond
Chief Operating OfficerCRD 2387976
Contacts
3 of 16
Joseph Ransdell
Director of Private EquityCRD 1464852
Scott Madison
Managing DirectorCRD 6111043
Charles Poulin
Vice President of Capital MarketsCRD 6229037
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 75 Rockefeller Plz
- Time zone
- ET (UTC-5)
- Office locations
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