Spartan Capital Securities, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 146251
- Registered since
- July 10, 2008
- Website
- spartancapital.com
Firm profile
FINTRXOverview
Spartan Capital Securities, LLC is organized as a limited liability company and is classified in the data as an investment bank. Ownership is listed as a combination of a domestic entity and individual ownership. Public information provided for the firm contains little detail on client segments, fee models, or the specific advisory and capital-markets services it offers. The dataset indicates Spartan Capital Securities does not present itself as a capital allocator and is not identified as an active ESG investor. It is not described as a multi-state adviser, a pension consultant, or as having related advisory affiliates.
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 6
Peter Cardillo
Chief Market EconomistCRD 40316

Theologos Basis
Chief Compliance OfficerCRD 2574740

Mitchel Nelson
Chief Supervisory OfficerCRD 1191908
Contacts
3 of 53
William Romero
Senior Private Wealth ManagerCRD 5127697

Shoug Mayson
Senior Wealth ManagerCRD 5634302
Ralph Metz
Registered RepresentativeCRD 4687011
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 45 Broadway
- Time zone
- ET (UTC-5)
- Office locations
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