SPARTAN CAPITAL SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
Advisory reps
68
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
146251
Registered since
July 10, 2008

Firm profile

FINTRX

Overview

Spartan Capital Securities, LLC is organized as a limited liability company and is classified in the FINTRX snapshot as an investment bank. The firm was first registered with the SEC in 2008. Ownership is listed as a mix of a domestic entity and an individual. Available metadata indicates Spartan Capital Securities does not self-identify as a capital allocator, is not an active ESG investor, and is not designated as a multi-state or newly formed adviser. Fields for client base, fee structure, business activities, and advisory activities were not provided. The firm also did not supply information about its activities and affiliations in the source file.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • MAURICE DACOSTA

    CFOCRD 5500926

  • PETER CARDILLO

    Chief Market EconomistCRD 40316

  • JOHN LOWRY

    Founder and CEOCRD 4336146

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Contacts

3 of 63
  • GERALD PARCHMENT

    Head of OperationsCRD 1924489

  • JOHN STAPLETON

    Registered RepresentativeCRD 2791194

  • RICHARD SAITTA

    Senior Private Wealth ManagerCRD 2592014

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
45 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth