Spartan Capital Securities, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
59
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
146251
Registered since
July 10, 2008

Firm profile

FINTRX

Overview

Spartan Capital Securities, LLC is organized as a limited liability company and is classified in the data as an investment bank. Ownership is listed as a combination of a domestic entity and individual ownership. Public information provided for the firm contains little detail on client segments, fee models, or the specific advisory and capital-markets services it offers. The dataset indicates Spartan Capital Securities does not present itself as a capital allocator and is not identified as an active ESG investor. It is not described as a multi-state adviser, a pension consultant, or as having related advisory affiliates.

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 6
  • Peter Cardillo

    Peter Cardillo

    Chief Market EconomistCRD 40316

  • Theologos Basis

    Theologos Basis

    Chief Compliance OfficerCRD 2574740

  • Mitchel Nelson

    Mitchel Nelson

    Chief Supervisory OfficerCRD 1191908

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Contacts

3 of 53
  • William Romero

    William Romero

    Senior Private Wealth ManagerCRD 5127697

  • Shoug Mayson

    Shoug Mayson

    Senior Wealth ManagerCRD 5634302

  • Ralph Metz

    Registered RepresentativeCRD 4687011

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
45 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth