Spartan Capital Securities, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 146251
- Registered since
- July 10, 2008
- Website
- spartancapital.com
Firm profile
FINTRXOverview
Spartan Capital Securities, LLC is a limited liability company that has been registered with the SEC since 2008 and is classified as an investment bank. Ownership is listed as a combination of a domestic entity and an individual. The firm does not identify itself as a capital allocator, is not flagged as an active ESG investor, and is not registered as a multi-state adviser. Other standard advisory and fee-details are not provided in the available snapshot.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5Maurice Dacosta
CFOCRD 5500926
Peter Cardillo
Chief Market EconomistCRD 40316
Mitchel Nelson
Chief Supervisory OfficerCRD 1191908
Contacts
3 of 61Gerald Parchment
Head of OperationsCRD 1924489
John Stapleton
Registered RepresentativeCRD 2791194
Richard Saitta
Senior Private Wealth ManagerCRD 2592014
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 45 Broadway
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Pacific Century Securities, LLC
Broker-DealerNew York, NY
Abacus International Capital Corp.
Broker-DealerNew York, NY
First Avenue
Broker-DealerNew York, NY
Collectable Securities
Broker-DealerNew York, NY
SEB Securities, Inc.
Broker-DealerNew York, NY
Uphold Securities Inc.
Broker-DealerNew York, NY