Baron Capital, Inc.

Broker-DealerFINRA MemberEst. 1982
Total AUM
Advisory reps
78
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
10538
Registered since
June 13, 1982

Firm profile

FINTRX

Overview

Baron Capital, Inc. is organized as a domestic corporation that is registered with the SEC (registration year 1982) and is classified in the data set as a fund distributor rather than an investment allocator or multi-state advisory firm. The firm is not identified as an active ESG investor, a pension consultant, a related adviser, or a newly formed adviser. Owner type is listed as a combination of a domestic entity and an individual. The profile data does not include descriptions of advisory services, client segments, fee schedules, or specific business activities. That omission, combined with the fund-distributor classification, suggests the entity’s primary role is distribution of pooled investment vehicles rather than providing discretionary portfolio management or serving as a capital allocator.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 6
  • Louis Beasley

    Louis Beasley

    Associate Partner, Chief Compliance OfficerCRD 3156061

  • Kristine Treglia

    Vice President and Chief Legal OfficerCRD 6384500

  • Jane Liang

    Jane Liang

    CFOCRD 7931027

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Contacts

3 of 72
  • Chelsea Ameen

    DirectorCRD 4990232

  • James Oleary

    James Oleary

    Regional DirectorCRD 5017096

  • Robert Joseph

    Director of Institutional SalesCRD 2036835

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
767 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth