Livermore Trading Group, Inc.

Broker-DealerFINRA MemberEst. 1992
Total AUM
—
Advisory reps
11
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
32968
Registered since
November 12, 1992

Firm profile

FINTRX

Overview

Livermore Trading Group, Inc. is a corporate-structured registered investment adviser that has been SEC-registered since 1992. The firm is individually owned and is categorized in the data as "Unclassified," indicating it does not fit neatly into the common manager-type buckets tracked by the source. The record indicates the firm does not act as a capital allocator and is not designated as a related adviser or pension consultant. Available metadata flags the firm as not being an active ESG investor, not operating as a multi-state adviser, and not a newly formed adviser. The firm did not supply further descriptive detail on its client base, advisory activities, fee structure, or the specific business lines it runs.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Vincent Napolitano

    Chief Compliance Officer And Chief Financial OfficerCRD 3109342

  • Robert Finnerty

    Robert Finnerty

    CEO and Managing PartnerCRD 4324883

Contacts

3 of 9
  • Daniel Riordan

    Daniel Riordan

    ClerkCRD 2603882

  • Jason Pirkle

    EmployeeCRD 2477982

  • Michael Milano

    Michael Milano

    Floor BrokerCRD 4197917

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
11 Wall St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth