Tritaurian Capital, Incorporated

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
45500
Registered since
January 29, 1999

Firm profile

FINTRX

Overview

Tritaurian Capital, Incorporated is organized as a corporation and has been registered with the SEC since 1999. Public filings identify the owner type as a domestic entity and an individual and classify the adviser as "unclassified." The firm is not designated as a capital allocator, is not flagged as an active ESG investor, and does not report multi-state advisory status. It is also not identified as a pension consultant, a related adviser, or a newly formed adviser. Available records do not disclose the firm's client mix, fee schedule, specific advisory activities, or business lines. The limited public detail suggests the entity either operates with minimal reportable advisory assets or maintains a low level of public-facing advisory activity.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Patrick Walker

    Chief Compliance OfficerCRD 2107798

  • William Heyn

    William Heyn

    Chief Executive OfficerCRD 2520868

Contacts

3 of 3
  • James Dunn

    James Dunn

    Registered RepresentativeCRD 2557299

  • James Preissler

    James Preissler

    Managing DirectorCRD 2628997

  • Richard Onesto

    Richard Onesto

    FinOpCRD 2453096

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
430 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth