Jefferies LLC

Broker-DealerFINRA MemberEst. 1969
Total AUM
—
Advisory reps
2,514
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
2347
Registered since
September 17, 1969

Firm profile

FINTRX

Overview

Jefferies LLC is recorded as a limited liability company classified under FINTRX as an investment bank and has been SEC-registered since 1969. The dataset lists owner types as domestic entity and individual. FINTRX does not enumerate the firm's fee schedule, specific advisory activities, or client segments. The profile also flags the firm as not a capital allocator, not an active ESG investor, not a multi-state adviser, and not a pension consultant.

Assets & Accounts

Public Holdings

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 22
  • Guy Kearsley

    Group Chief Risk OfficerCRD 5640706

  • David Zervos

    Chief Market StrategistCRD 4251291

  • Lauri Scoran

    Chief Compliance OfficerCRD 2060170

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Contacts

3 of 2492
  • Matthew Kennedy

    Matthew Kennedy

    Senior Vice PresidentCRD 5672999

  • Aaron Silver

    Aaron Silver

    Senior Vice PresidentCRD 5690583

  • Cooper Brown

    Investment Banking AssociateCRD 5695490

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 208

Active vs passive

$3.7B in ETFs

Passive

95%

$3.5B

Active

4%

$202M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$863M1,155,30623.01%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
520 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth