N.B. Zoullas Securities, Inc.

Broker-DealerFINRA MemberEst. 1991
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
29419
Registered since
November 6, 1991

Firm profile

FINTRX

Overview

N.B. Zoullas Securities, Inc. is organized as a corporation and has been SEC-registered since 1991. The firm is listed as individually owned and carries an "unclassified" designation in the available profile. Public disclosures on the firm’s business lines, client types, fee arrangements, and advisory services are minimal; those fields are blank in the FINTRX snapshot. The profile also flags several negative indicators: the firm is not identified as a capital allocator, is not an active ESG investor, is not a multi-state adviser, and does not appear as a pension consultant or related adviser. Taken together, the limited public information points to a small, privately held entity with little activity documented in FINTRX.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Leslie Seinfeld

    Vice PresidentCRD 1685941

  • Diane Fernandez

    Financial ProfessionalCRD 2200893

  • Shih-hsuan Chen

    BrokerCRD 4786745

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1 Penn Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth