N.B. Zoullas Securities, Inc.

Broker-DealerFINRA MemberEst. 1991
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
29419
Registered since
November 6, 1991

Firm profile

FINTRX

Overview

N.B. Zoullas Securities, Inc. is a corporation that has been SEC-registered since 1991 and is owned by an individual. FINTRX classifies the firm as "Unclassified" and records that it does not act as a capital allocator. The dataset indicates the firm is not identified as an active ESG investor, is not registered as a multistate adviser, is not newly formed, and does not serve as a pension consultant or related adviser. Specific business lines, advisory activities, client types, and fee arrangements were not supplied in the FINTRX snapshot.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

3 of 3
  • Leslie Seinfeld

    Vice PresidentCRD 1685941

  • Diane Fernandez

    Financial ProfessionalCRD 2200893

  • Shih-hsuan Chen

    BrokerCRD 4786745

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1 Penn Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth