N.B. ZOULLAS SECURITIES, INC.

Broker-DealerFINRA MemberEst. 1991
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
29419
Registered since
November 6, 1991

Firm profile

FINTRX

Overview

N.B. Zoullas Securities, Inc. is a privately owned corporate securities firm that has been registered with the SEC since 1991. Ownership is listed as individual, and the firm is classified in FINTRX as unclassified rather than under a specific RIA/business model. The snapshot shows the firm does not act as a capital allocator and is not identified as an active ESG investor. FINTRX data flags the firm as not operating as a multi-state adviser and not newly formed; it is also not listed as a pension consultant or a related adviser to another registered entity. There is no firm-provided detail on advisory activities, fee structure, or target client segments in the available record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • LESLIE SEINFELD

    Vice PresidentCRD 1685941

  • DIANE FERNANDEZ

    Financial ProfessionalCRD 2200893

  • SHIH-HSUAN CHEN

    BrokerCRD 4786745

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1 Penn Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth