N.B. ZOULLAS SECURITIES, INC.
Firm details
- Headquarters
- New York, New York
- CRD number
- 29419
- Registered since
- November 6, 1991
Firm profile
FINTRXOverview
N.B. Zoullas Securities, Inc. is a privately owned corporate securities firm that has been registered with the SEC since 1991. Ownership is listed as individual, and the firm is classified in FINTRX as unclassified rather than under a specific RIA/business model. The snapshot shows the firm does not act as a capital allocator and is not identified as an active ESG investor. FINTRX data flags the firm as not operating as a multi-state adviser and not newly formed; it is also not listed as a pension consultant or a related adviser to another registered entity. There is no firm-provided detail on advisory activities, fee structure, or target client segments in the available record.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 3LESLIE SEINFELD
Vice PresidentCRD 1685941
DIANE FERNANDEZ
Financial ProfessionalCRD 2200893
SHIH-HSUAN CHEN
BrokerCRD 4786745
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 1 Penn Plz
- Time zone
- ET (UTC-5)
- Office locations
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