The Klein Group, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
40
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
46472
Registered since
March 11, 1999

Firm profile

FINTRX

Overview

The Klein Group, LLC is organized as a limited liability company and is classified in the provided data as an investment bank. Ownership is indicated as a combination of a domestic entity and an individual. The record lists several capability flags: the firm is not identified as a capital allocator, is not an active ESG investor, is not a multi-state adviser, is not a pension consultant, and is not flagged as a related adviser. Specifics about the firm’s business activities, advisory services, fee structure, or target client base were not supplied in the source material. That absence of disclosed operating detail limits visibility into how the firm sources mandates, structures engagements, or positions its services in the market.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
640 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth