Collectable Securities

Broker-DealerFINRA MemberEst. 2023
Total AUM
—
Advisory reps
3
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
315939
Registered since
March 9, 2023

Firm profile

FINTRX

Overview

Collectable Securities is organized as a limited liability company and is registered with the SEC as of 2023. Publicly reported classification for the firm is "unclassified." Ownership is listed as a mix of a domestic entity and an individual. The available metadata indicates Collectable Securities is not positioned as a capital allocator and is not identified as an active ESG investor. It is not flagged as a multistate adviser, and the record marks it as not a newly formed adviser despite the 2023 registration year. The firm has not published details about its advisory services, fee schedule, client segments, or investment approach in the supplied data. There is no firm-provided information on affiliations, business activities, or advisory offerings that would clarify how it sources mandates or constructs portfolios.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • DiNitia Cazy

    Chief Compliance OfficerCRD 3152894

Contacts

2 of 2
  • Maria Minguez

    CCOCRD 1919807

  • Yuen Na Chun

    FinOpCRD 2219603

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
484 Broome St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth