BMO Capital Markets Corp.

Broker-DealerFINRA MemberEst. 1985
Total AUM
Advisory reps
1,121
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
16686
Registered since
August 16, 1985

Firm profile

FINTRX

Overview

BMO Capital Markets Corp. is registered with the SEC and operates as a corporate investment bank; its registration dates to 1985. The dataset frames the entity as an investment bank rather than a wealth manager or capital allocator — it is not identified as a capital allocator to third‑party managers and is not flagged as an active ESG investor. Ownership is listed as a domestic entity/individual, but the firm has not supplied detail about its advisory or specific business activities in the provided record. The public record supplied does not describe a retail client focus or typical service lineup (financial planning, discretionary advisory mandates, or family office services are not documented), so the available information emphasizes institutional-style balance sheet activity rather than a defined private-wealth offering.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 7
  • Francois Trahan

    Francois Trahan

    Chief Investment StrategistCRD 4309171

  • Joel Quall

    Joel Quall

    Chief Financial OfficerCRD 5064884

  • Monica Shin

    Chief Operating OfficerCRD 5703634

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Contacts

3 of 1114
  • Laurence Kaplan

    Laurence Kaplan

    Managing DirectorCRD 3068556

  • Jesse Naar

    Jesse Naar

    Vice PresidentCRD 6525878

  • Chiyan Luo

    Managing DirectorCRD 4853027

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
151 W 42nd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth