First Avenue

Broker-DealerFINRA MemberEst. 2008
Total AUM
Advisory reps
18
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
145860
Registered since
May 6, 2008

Firm profile

FINTRX

Overview

First Avenue is organized as a partnership and has been SEC-registered since 2008. Ownership is reported as a mix of a domestic entity and an individual owner. The firm's regulatory profile is listed as "Unclassified" in the available snapshot, and several operational flags are negative: it is not identified as a capital allocator, is not flagged as an active ESG investor, and is not recorded as a multi-state adviser. The record also indicates the firm is not newly formed, does not act as a pension consultant, and does not appear as a related adviser in the dataset. Public disclosures in the source material are limited: there are no concrete descriptions of the firm's advisory services, fee schedule, target client segments, or investment process. The available attributes suggest a small, privately held adviser with a conservative public profile rather than a firm that publicly markets a broad roster of capabilities or specialized investment programs.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Lydia Plant

    Chief Financial OfficerCRD 7390471

Contacts

3 of 17
  • Paul Buckley

    Paul Buckley

    Managing PartnerCRD 1822709

  • Michael Dunham

    Michael Dunham

    PartnerCRD 2533609

  • Jeffrey Davis

    Jeffrey Davis

    PartnerCRD 2790327

Unlock 14 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
461 5th Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth