Allen & Company LLC

Broker-DealerFINRA MemberEst. 1964
Total AUM
—
Advisory reps
67
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
1042
Registered since
October 14, 1964

Firm profile

FINTRX

Overview

Allen & Company LLC is organized as a limited liability company and is recorded as an SEC-registered entity since 1964. The firm is classified in the dataset as an investment bank and is listed with an ownership structure described as a combination of a domestic entity and an individual. The record provides very little detail on business lines: fee arrangements, advisory activities, and client segments are not populated in the available data. The dataset flags several operational attributes: Allen & Company LLC is not identified as a capital allocator, is not marked as an active ESG investor, is not designated a multi-state adviser, and is not listed as a pension consultant or related adviser. Those flags, together with the lack of disclosed advisory or fee information, indicate the firm’s public-facing profile in this source centers on investment-banking classification rather than registered asset-management activity.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Kim Wieland

    CFOCRD 2289822

Contacts

3 of 66
  • Herbert, Iii Allen

    PresidentCRD 1532662

  • Peter Diiorio

    General CounselCRD 5309583

  • Salima Vahabzadeh

    Managing DirectorCRD 3093372

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
711 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth