MARCO POLO SECURITIES LLC

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
26
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
46561
Registered since
May 27, 1999

Firm profile

FINTRX

Overview

Marco Polo Securities LLC is a limited liability company registered with the SEC since 1999 and is classified as an investment bank. Public records flag its ownership structure as involving a domestic entity and an individual. The firm is not identified as a capital allocator, and filings indicate it does not present itself as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser to another registered adviser. Details about client segments, fee schedules, and specific business or advisory lines were not provided in the source material. The available descriptors suggest the firm's activities are oriented toward investment-banking functions rather than traditional registered-adviser asset management, but there is limited public granularity on its product mix or client services.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • JEREMY OADES

    Chief Solutions OfficerCRD 5239243

  • Steven Carlson

    Chairman & CEOCRD 6945064

  • JAMES ROPER

    Managing Director, Chief Operating OfficerCRD 1096057

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Contacts

3 of 21
  • GLENN KIM

    Registered RepresentativeCRD 1590667

  • ANDREW KURIAN

    Principal & FINOPCRD 2756309

  • STEVEN CARLSON

    Chairman, Board of DirectorsCRD 2026011

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1230 Of Am
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth