Galaxy Securities, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 330599
- Registered since
- February 27, 2025
- Website
- www.galaxy.com
Firm profile
FINTRXOverview
Galaxy Securities, LLC is organized as a limited liability company and lists both foreign-entity and individual ownership on its profile. The firm is categorized as "Unclassified" and does not identify itself as a capital allocator. Publicly listed profile fields for advisory activities, client segments, fee schedules and business activities are blank, leaving the firm's target clients and core services unspecified. The profile also flags that Galaxy Securities does not identify as an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Thomas Harrop
Chief Risk OfficerCRD 4794173

Robert Rico
Chief Accounting OfficerCRD 6613472

Douglas Preveza
Chief Compliance OfficerCRD 2692333
Contacts
3 of 12Patrick Roach
Principal Financial OfficerCRD 2296361

Nicholas Cox
Registered RepresentativeCRD 4688176
Michael Harvey
Managing DirectorCRD 4863310
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 1 N End Ave
- Time zone
- ET (UTC-5)
- Office locations
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