GALAXY SECURITIES, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 330599
- Registered since
- February 27, 2025
Firm profile
FINTRXOverview
Galaxy Securities, LLC is organized as a limited liability company and appears in SEC records with a registration year of 2025. Ownership is listed as a combination of a foreign entity and an individual. The firm is classified as "Unclassified" in the available snapshot and is not identified as a capital allocator. The dataset flags the firm as not active on ESG, not a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. Publicly available entries for Galaxy Securities provide very little operational detail. The firm has not reported a client base, fee model, specific business activities, or advisory offerings in the data provided, so its investment focus, target client segments, and service lines cannot be discerned from this source.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3Robert Rico
Chief Accounting OfficerCRD 6613472
THOMAS HARROP
Chief Risk OfficerCRD 4794173
Douglas Preveza
Chief Compliance OfficerCRD 2692333
Contacts
3 of 10FRANK PETES FALCO
Compliance OfficerCRD 5146558
Jason Urban
Global Head of TradingCRD 4075584
Matthew Fiacco
DirectorCRD 7868130
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 1 N End Ave
- Time zone
- ET (UTC-5)
- Office locations
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