Galaxy Securities, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
15
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
330599
Registered since
February 27, 2025

Firm profile

FINTRX

Overview

Galaxy Securities, LLC is organized as a limited liability company and lists both foreign-entity and individual ownership on its profile. The firm is categorized as "Unclassified" and does not identify itself as a capital allocator. Publicly listed profile fields for advisory activities, client segments, fee schedules and business activities are blank, leaving the firm's target clients and core services unspecified. The profile also flags that Galaxy Securities does not identify as an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Thomas Harrop

    Thomas Harrop

    Chief Risk OfficerCRD 4794173

  • Robert Rico

    Robert Rico

    Chief Accounting OfficerCRD 6613472

  • Douglas Preveza

    Douglas Preveza

    Chief Compliance OfficerCRD 2692333

Contacts

3 of 12
  • Patrick Roach

    Principal Financial OfficerCRD 2296361

  • Nicholas Cox

    Nicholas Cox

    Registered RepresentativeCRD 4688176

  • Michael Harvey

    Managing DirectorCRD 4863310

Unlock 9 more contacts →

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1 N End Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth