Galaxy Securities, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 330599
- Registered since
- February 27, 2025
Firm profile
FINTRXOverview
Galaxy Securities, LLC is organized as a limited liability company and is listed as SEC-registered in 2025. Ownership is reported as a combination of a foreign entity and an individual. In the dataset the firm is classified as "Unclassified" and is not identified as a capital allocator, pension consultant, related adviser, or a multi-state adviser. The firm is also not flagged as an active ESG investor. The profile contains no disclosed detail about the firm's client types, fee schedules, specific advisory services, or day‑to‑day business activities.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Robert Rico
Chief Accounting OfficerCRD 6613472
Thomas Harrop
Chief Risk OfficerCRD 4794173
Douglas Preveza
Chief Compliance OfficerCRD 2692333
Contacts
3 of 11Frank Petes Falco
Compliance OfficerCRD 5146558
Jason Urban
Global Head of TradingCRD 4075584
Matthew Fiacco
DirectorCRD 7868130
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 1 N End Ave
- Time zone
- ET (UTC-5)
- Office locations
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