Kiwoom Securities (USA) Inc.

Broker-DealerFINRA MemberEst. 1993
Total AUM
—
Advisory reps
7
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
31977
Registered since
April 27, 1993

Firm profile

FINTRX

Overview

Kiwoom Securities (USA) Inc. is a corporate entity registered with the U.S. Securities and Exchange Commission in 1993. FINTRX classifies the firm as "Unclassified" and records it as a domestic entity/individual owner type. The dataset indicates the firm does not act as a capital allocator, does not identify as an active ESG investor, and is not designated as a multi-state adviser or pension consultant. The source material does not list specific advisory activities, client segments, fee structures, or product lines, so there is limited public detail on how the firm positions itself or the services it offers beyond its SEC registration and organizational attributes.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Yoon Gu Lee

    Yoon Gu Lee

    CEO & PresidentCRD 5396718

Contacts

3 of 6
  • Howard Spindel

    Howard Spindel

    FinOpCRD 708042

  • Linda Grimm

    FinOpCRD 1970620

  • Sang Gyu Han

    Sang Gyu Han

    Head of BrokerageCRD 6956107

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
650 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth