Kiwoom Securities (USA) Inc.

Broker-DealerFINRA MemberEst. 1993
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
31977
Registered since
April 27, 1993

Firm profile

FINTRX

Overview

Kiwoom Securities (USA) Inc. is a U.S. corporation that has been registered with the SEC since 1993. The firm is identified in the source data as domestically owned (owner type: domestic entity / individual) and is listed under an “unclassified” firm type, with no designation as a capital allocator or a related adviser. Available disclosures are sparse. The firm does not report a client profile, fee structure, advisory activities, or industry affiliations in the supplied dataset. The record also indicates the firm is not an active ESG investor, is not a multi-state adviser, and is not positioned as a pension consultant. Public filings supplied for this profile list two office locations but provide no street addresses or geographies. Beyond registration year, ownership type, and the limited regulatory flags noted above, the dataset contains little operational or investment detail.

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Yoon Gu Lee

    Yoon Gu Lee

    CEO & PresidentCRD 5396718

Contacts

3 of 5
  • Sang Gyu Han

    Sang Gyu Han

    Head of BrokerageCRD 6956107

  • Linda Grimm

    FinOpCRD 1970620

  • Howard Spindel

    Howard Spindel

    FinOpCRD 708042

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
650 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth