Middlegate Securities Inc.

Broker-DealerFINRA MemberEst. 1988
Total AUM
Advisory reps
32
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
21544
Registered since
January 21, 1988

Firm profile

FINTRX

Overview

Middlegate Securities Inc. is a corporate-structured advisory entity that has been registered with the SEC since 1988 and is listed as individually owned. In the data set the firm is marked as "unclassified" and does not identify itself as a capital allocator or an active ESG investor. It also is not recorded as a multi-state adviser, pension consultant, related adviser, or newly formed adviser. The available record does not describe the firm’s advisory services, fee arrangements, client segments, or specific investment preferences.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Mario Logrande

    Chief Compliance OfficerCRD 2787657

Contacts

3 of 31
  • Tedy Weber

    Tedy Weber

    Managing PartnerCRD 5581552

  • Denji Yiu

    Senior Managing DirectorCRD 5232742

  • Alvaro Gonzalez

    Alvaro Gonzalez

    Managing DirectorCRD 5724733

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
8 W 40th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth