Middlegate Securities Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
32
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
21544
Registered since
January 21, 1988

Firm profile

FINTRX

Overview

Middlegate Securities Inc. is organized as a corporation with individual ownership. Publicly available summary data for the firm is sparse: the record classifies the firm as "Unclassified" and does not list discrete business lines, client segments, fee schedules, or advisory activities. The firm is not identified as a capital allocator and does not report an active ESG investing program. It is not characterized as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. No activities, affiliations, or other operating details were disclosed in the source material.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Mario Logrande

    Chief Compliance OfficerCRD 2787657

Contacts

3 of 31
  • Howard Spindel

    Howard Spindel

    Senior Managing DirectorCRD 708042

  • Deborah Fabbro

    Municipal SalesCRD 732845

  • Jacob Baum

    ControllerCRD 873053

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
8 W 40th St
Time zone
ET (UTC-5)
Office locations

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