Stern Capital LLC

Broker-DealerFINRA MemberEst. 2004

Total AUM

—

Advisory reps

4

Avg account

$0

Firm details

Headquarters: New York, New York
CRD number: 131226
Registered since: September 29, 2004
Website: www.sterncapital.com

Firm profile

FINTRX

Overview

Stern Capital LLC is an independent registered investment adviser organized as a limited liability company and owned by an individual. The firm has been SEC-registered since 2004 and identifies itself as a capital allocator. FINTRX records indicate Stern Capital does not position itself as an active ESG investor, is not registered as a multi-state adviser, and is not classified as a pension consultant or related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

1 of 1

Lawrence Stern
President and CEOCRD 4781769

Contacts

3 of 3

Scott Stewart
FinOpCRD 6977422
Jennifer Macaulay
ConsultantCRD 2447557
Noah Stern
Registered RepresentativeCRD 6680982

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: New York
Address: 420 Lexington Ave
Time zone: ET (UTC-5)
Office locations

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