Roberts & Ryan, Inc.

Broker-DealerFINRA MemberEst. 1987
Total AUM
Advisory reps
33
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
19456
Registered since
May 1, 1987

Firm profile

FINTRX

Overview

Roberts & Ryan, Inc. is organized as a corporation and is classified in the dataset as an investment bank. The firm has been SEC-registered since 1987. Ownership is noted as a mix of a domestic entity and an individual. Dataset flags indicate the firm is not a capital allocator and is not identified as an active ESG investor. It is also not listed as a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. FINTRX does not provide details on the firm's advisory activities, client segments, fee schedules or specific business lines, so public-facing information about how the firm sources or manages client relationships is limited.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • Sadie Millard

    Sadie Millard

    Chief Administrative OfficerCRD 1881102

  • Sang Nguyen

    Sang Nguyen

    Macro StrategistCRD 7248856

  • Kenneth Merlo

    Kenneth Merlo

    Chief Compliance Officer & Legal CounselCRD 4832294

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Contacts

3 of 28
  • James Matthews

    Registered RepresentativeCRD 2086891

  • David Myers

    Registered RepresentativeCRD 5366793

  • Joseph Pecoraro

    Joseph Pecoraro

    Senior DirectorCRD 2110982

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
39 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth