PROOF SERVICES LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
306369
Registered since
July 20, 2020

Firm profile

FINTRX

Overview

Proof Services LLC is organized as a limited liability company and is SEC-registered (registration year 2020). FINTRX classifies the firm as unclassified and lists its ownership as a combination of a domestic entity and an individual. The profile on file provides minimal detail about business activities and affiliations, and the firm is reported not to operate as a capital allocator. The record also indicates several regulatory/service attributes: the firm is not identified as an active ESG investor, is not a multi-state adviser, is not a pension consultant, and is not listed as a related adviser. Those flags, together with the lack of disclosed advisory activities, limit visibility into the firm’s target client segments or investment approach.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • DANIEL AISEN

    CEOCRD 5563742

  • NILANJANA DAS

    Chief Operating OfficerCRD 5371806

  • MARCIO ALEXANDRE MARAR MORENO

    Chief Technology OfficerCRD 7034083

Contacts

3 of 8
  • Gabriela Guedes

    Registered RepresentativeCRD 8010327

  • WILLIAM GUINAN

    Head of SalesCRD 3089830

  • Allison Bishop

    PresidentCRD 6663144

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
176 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth