PARETO SECURITIES INC.

Overview

Pareto Securities Inc. is organized as a corporation and has been registered with the SEC since 1998. Publicly available profile data classifies the firm as an investment bank rather than a traditional registered investment adviser or asset-management firm. Ownership is reported as a combination of a foreign entity and an individual. The firm is not described as a capital allocator and is not identified as an active ESG investor. It is not listed as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. Few details about the firm’s client mix, fee schedules, specific business lines, or advisory activities are disclosed in the source material. The profile also does not include information on public holdings, investment strategy, or use of alternative investments. The record notes that Pareto Securities Inc. maintains two office locations, but no further location or office-level detail is provided.