OBERON SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
65
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
132598
Registered since
January 20, 2005

Firm profile

FINTRX

Overview

Oberon Securities, LLC is organized as a limited liability company and is registered with the SEC since 2005. The firm is classified as an investment bank rather than an asset manager or capital allocator. Ownership is reported as a combination of a domestic entity and an individual. In the dataset provided the firm does not indicate that it serves as a multi-state adviser, a pension consultant, a related adviser, or an active ESG investor.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Victoria Pettibone

    CIO and Managing PartnerCRD 6747297

Contacts

3 of 64
  • PAUL PIGNATARO

    Managing DirectorCRD 3020327

  • LOUIS FROST

    Managing DirectorCRD 4675996

  • CHRISTOPHER GIFFUNI

    Managing DirectorCRD 5894761

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
445 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth