Mutual Of America Securities LLC

Broker-DealerFINRA MemberEst. 1991
Total AUM
Advisory reps
327
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
27878
Registered since
January 4, 1991

Firm profile

FINTRX

Overview

Mutual Of America Securities LLC is organized as a limited liability company and is recorded as SEC-registered since 1991. FINTRX classifies the firm as unclassified and lists its owner type as a domestic entity and individual. The record does not include descriptions of the firm's advisory activities, fee schedule, or client segments. The profile flags several operational characteristics: the firm is not identified as a capital allocator, is not an active ESG investor, is not designated a multi-state adviser, and is not listed as a pension consultant or related adviser. It is also not marked as a newly formed adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 6
  • Kyle Medlin

    Kyle Medlin

    Senior Vice President & Chief Compliance OfficerCRD 5496979

  • Joseph Gaffoglio

    Joseph Gaffoglio

    President & CEOCRD 4410999

  • Joni Clark

    Joni Clark

    President, Chief Executive OfficerCRD 1966584

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Contacts

3 of 321
  • Ian Dumont

    Ian Dumont

    ​Retirement Plan SpecialistCRD 2762526

  • Andrew Kohl

    Andrew Kohl

    Account SpecialistCRD 7769110

  • Patrick Chung

    Patrick Chung

    Client Relationship ManagerCRD 4733950

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
320 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth