MTS Securities, LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
—
Advisory reps
59
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
104059
Registered since
September 18, 2000

Firm profile

FINTRX

Overview

MTS Securities, LLC is organized as a limited liability company and has been SEC-registered since 2000. FINTRX classifies the firm as an investment bank rather than a capital allocator or discretionary asset manager. The ownership is listed as a combination of a domestic entity and an individual. The snapshot flags the firm as not being an active ESG investor and not operating as a multi-state adviser, pension consultant, or related adviser. The public profile contains minimal detail about advisory or client-facing services. That classification and the lack of reported advisory activity in the snapshot suggest the firm's primary function is brokerage- or investment-banking oriented rather than running client portfolios.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Lucy Darita-oppenheim

    Lucy Darita-oppenheim

    Chief Compliance OfficerCRD 2801418

  • Dennis Conroy

    Dennis Conroy

    Partner, CFOCRD 3222121

Contacts

3 of 57
  • Curtis Lane

    Curtis Lane

    Founding PartnerCRD 718950

  • David Low

    David Low

    PartnerCRD 1799706

  • Andrew Weisenfeld

    Andrew Weisenfeld

    Managing PartnerCRD 1987725

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
623 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth