MEDIOBANCA SECURITIES USA LLC

Broker-DealerFINRA MemberEst. 2007
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
143189
Registered since
July 18, 2007

Firm profile

FINTRX

Overview

Mediobanca Securities USA LLC is organized as a limited liability company and has been SEC-registered since 2007. FINTRX flags the ownership as a foreign entity/individual and lists its regulatory classification as unclassified. The firm does not identify itself as a capital allocator and is not listed as an active ESG investor, multi-state adviser, pension consultant, or related adviser. FINTRX does not provide details on its advisory or business activities, and the public profile contains minimal disclosure about client types or service lines. The limited disclosures and the "unclassified" designation make it difficult to place the firm within a typical RIA operating model from this dataset alone. The available fields suggest the entity does not present itself as a traditional wealth manager that reports AUM or client-account structure in FINTRX, which could reflect its role within a broader foreign-owned securities franchise.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • LOUIS ALMERINI

    Chief Financial OfficerCRD 1605183

Contacts

3 of 8
  • DAVID ACHZET

    RepresentativeCRD 1209132

  • PATRICK MOONEY

    Managing DirectorCRD 1334358

  • DAVID HEGARTY

    International Equity TraderCRD 2414373

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1450 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth