MARSHA LEE & COMPANY,INC.

RIASEC Registered
Total AUM
$33.2M
Discretionary
$33.2M
100% of AUM
Avg account
$1.4M
Accounts
24
Employees
3
Advisory reps
3

Firm details

Headquarters
PALM DESERT, California
CRD number
134286
Fee structure
Commissions
Client types
  • HNWI100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Marsha Lee & Company, Inc. operates as an independent registered investment advisor (RIA) with a focus on providing portfolio management services primarily for individuals and small businesses. The firm is structured as a corporation and is owned by an individual. It engages in business activities as a registered representative of a broker-dealer, which allows it to offer a range of investment services. While the firm does not actively engage in ESG investing, it caters to a client base that includes both individuals and families.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 50%, US Government Bonds 25%, Cash & Cash Equivalents 25%50%
  • Exchange Traded Equities50%
  • US Government Bonds25%
  • Cash & Cash Equivalents25%

Owners & executives

1 of 1
  • MARY SEMPEK

    CFOCRD 1778034

Contacts

2 of 2
  • BRIAN HEUBLEIN

    Registered RepresentativeCRD 714280

  • MARSHA LEE

    Registered RepresentativeCRD 1028237

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

PALM DESERT, CA

RIVERSIDE

Location

PALM DESERT, CA

Headquartered in PALM DESERT, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
RIVERSIDE
Address
44651 Village Ct
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth