HARDWORKING CAPITAL ADVISORS, LLC

RIASEC RegisteredEst. 2017
Total AUM
$206M
Discretionary
$206M
100% of AUM
Avg account
$236K
Accounts
871
Employees
2
Advisory reps
2

Firm details

Headquarters
PALM DESERT, California
CRD number
226760
Registered since
December 7, 2017
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI55.18%
  • Individuals37.05%
  • Pension & Profit Sharing Plans7.67%
  • Corporations / Businesses0.07%
  • Charitable Organizations0.04%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Hardworking Capital Advisors, LLC is an independent, SEC-registered RIA formed as an LLC and operating since 2017. The firm serves both individual/family clients and institutional investors and describes itself as a capital allocator that combines direct portfolio management with the selection of third‑party advisers. Its core advisory services include financial planning, portfolio management for individuals and small businesses, and manager selection. Hardworking Capital bills clients through a mix of percentage-of-AUM fees as well as hourly and fixed-fee arrangements, and it does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 72%, Exchange Traded Equities 22%, Cash & Cash Equivalents 4%, US Government Bonds 2%72%
  • Public Funds/Mutual Funds72%
  • Exchange Traded Equities22%
  • Cash & Cash Equivalents4%
  • US Government Bonds2%

Contacts

2 of 2
  • MATHEW MELLIER

    Managing PartnerCRD 2977040

  • JAMES ECKLEY

    Financial AdvisorCRD 1873621

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 36

Active vs passive

$73.5M in ETFs

Passive

32%

$23.4M

Active

64%

$50.2M

ETFProviderStyleCategoryValueShares% of portfolio
JPMORGAN ULTRA-SHORT INCOME ETF (JPST)JP MorganActiveUltrashort Bond$8.9M175,74012.09%

Location

Primary office

PALM DESERT, CA

RIVERSIDE

Location

PALM DESERT, CA

Headquartered in PALM DESERT, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
RIVERSIDE
Address
34220 Gateway Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth