FLC CAPITAL ADVISORS
Firm details
- Headquarters
- PALM DESERT, California
- CRD number
- 111822
- Registered since
- February 7, 2013
- Website
- www.flccapital.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions, Other
- Client types
- HNWI82.65%
- Individuals16.33%
- Other Investment Advisers0.9%
- Corporations / Businesses0.12%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
FLC Capital Advisors is an independent registered investment adviser, organized as a corporation and SEC-registered since 2013. The firm is individually owned and positions itself as a capital allocator for both individual/family and institutional clients. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and the selection of third-party advisers. Fee arrangements are flexible and include percentage-of-AUM billing as well as hourly fees, fixed fees, commissions and other structures. The firm does not identify as an active ESG investor and does not describe itself as a multi-state or newly formed adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities71%
- US Government Bonds11%
- State & Local Bonds11%
- Cash & Cash Equivalents5%
- Non-Exchange Traded Equities1%
Owners & executives
2 of 2MAX BRIGGS
President and Chief Executive OfficerCRD 2737513
BRIAN EKSTROM
Chief Compliance Officer & Director of OperationsCRD 4492678
Contacts
3 of 4JEREMY OFSEYER
PrincipalCRD 4785239
DANIEL NEIL
Sr. Vice PresidentCRD 4292619
DANIEL BRUSH
Investment Advisor RepresentativeCRD 1498148
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 93Active vs passive
$392M in ETFs
96%
$377M
1%
$14.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB SHORT-TERM US TREASURY ETF (SCHO) | Schwab | Passive | Short Government | $41.7M | 1,718,824 | 10.65% |
Location
PALM DESERT, CA
RIVERSIDE
Location
PALM DESERT, CA
Headquartered in PALM DESERT, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- RIVERSIDE
- Address
- 44750 Village Ct
- Time zone
- PT (UTC-8)
- Office locations
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