Fortem Financial Group, LLC

RIASEC Registered

Total AUM

$632M

Discretionary

$627M

99% of AUM

Avg account

$606K

Accounts

1,042

Employees

Advisory reps

Firm details

Headquarters: Palm Desert, California
CRD number: 291662
Registered since: January 25, 2018
Website: www.fortemfin.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions, Other
Client types: HNWI82.62%
Individuals10.01%
Charitable Organizations5.17%
Corporations / Businesses2.14%
Pension & Profit Sharing Plans0.06%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Fortem Financial Group, LLC is an independent registered investment adviser organized as an LLC. The firm has been SEC-registered since 2018 and serves a mix of individual and family clients alongside institutional relationships. Its advisory services emphasize financial planning and portfolio management for individuals and small businesses, and the firm also operates as an insurance broker and sells other financial products. Fee arrangements are flexible, including percentage-of-AUM billing, hourly and fixed fees, plus commission-based and other compensation structures. Fortem reports it is not an active ESG investor. Fortem’s business footprint and industry ties are wide-ranging: filings indicate connections to broker-dealers, alternative investment sponsors, accountants, law firms, insurance companies, and other industry service providers — situating the firm to source and place private offerings and third-party alternative funds alongside more traditional retail investments.