Lloyds Securities
Firm details
- Headquarters
- New York, New York
- CRD number
- 154515
- Registered since
- February 8, 2011
Firm profile
FINTRXOverview
Lloyds Securities is organized as a corporation and is categorized in the data as an investment bank that registered with the SEC in 2011. Ownership is listed as a combination of a domestic entity and an individual. The firm’s profile does not include disclosed advisory activities, fee structure, or client segments in the source material. Several regulatory/operational attributes are flagged as negative: it is not a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. The dataset also marks the firm as not being an active ESG investor.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 4
Anne Hilton
Chief Compliance OfficerCRD 7061903
Mark Rowlands
Deputy Chief Financial OfficerCRD 6601550

Ross Houghton
Chief Financial & Operating OfficerCRD 6493863
Contacts
3 of 95
Laurie Mccoo
Managing DirectorCRD 4300833

Neel Purohit
Rates TraderCRD 5384664
Arthur Irwin
DirectorCRD 4727901
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 1095 Avenue Of The Americas
- Time zone
- ET (UTC-5)
- Office locations
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