Lloyds Securities

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
99
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
154515
Registered since
February 8, 2011

Firm profile

FINTRX

Overview

Lloyds Securities is organized as a corporation and is categorized in the data as an investment bank that registered with the SEC in 2011. Ownership is listed as a combination of a domestic entity and an individual. The firm’s profile does not include disclosed advisory activities, fee structure, or client segments in the source material. Several regulatory/operational attributes are flagged as negative: it is not a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. The dataset also marks the firm as not being an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • Anne Hilton

    Anne Hilton

    Chief Compliance OfficerCRD 7061903

  • Mark Rowlands

    Deputy Chief Financial OfficerCRD 6601550

  • Ross Houghton

    Ross Houghton

    Chief Financial & Operating OfficerCRD 6493863

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Contacts

3 of 95
  • Laurie Mccoo

    Laurie Mccoo

    Managing DirectorCRD 4300833

  • Neel Purohit

    Neel Purohit

    Rates TraderCRD 5384664

  • Arthur Irwin

    DirectorCRD 4727901

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1095 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth