KW Securities Corporation

Broker-DealerFINRA MemberEst. 1980
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Smithtown, New York
CRD number
8237
Registered since
May 14, 1980

Firm profile

FINTRX

Overview

KW Securities Corporation is a corporation that has been registered with the SEC since 1980. Public records classify the firm as unclassified and list its ownership as a domestic entity and an individual. The firm’s regulatory filings indicate it does not act as a capital allocator and it is not registered or identified as a multi-state adviser. FINTRX flags that the firm is not an active ESG investor and it is not designated as a pension consultant or related adviser. The source material provides minimal detail on the firm’s specific business lines, advisory services, or client segments. That limited disclosure makes it difficult to assess its market positioning or service model beyond the basic registration and status attributes noted above.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Christopher Driscoll

    Christopher Driscoll

    CEOCRD 4716573

  • Alvaro Pereyra

    Alvaro Pereyra

    CEOCRD 5578565

Contacts

3 of 5
  • Paul Stache

    Paul Stache

    Head of Outsourcing Provider PartnershipsCRD 1170097

  • Gerald Gibbons

    Gerald Gibbons

    Compliance PrincipalCRD 2447903

  • Sarah Russell

    FinOpCRD 6727189

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Smithtown, NY

Suffolk

Location

Smithtown, NY

Headquartered in Smithtown, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Suffolk
Address
732 Smithtown Byp
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth