KW Securities Corporation

Broker-DealerFINRA MemberEst. 1980
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Smithtown, New York
CRD number
8237
Registered since
May 14, 1980

Firm profile

FINTRX

Overview

KW Securities Corporation is a corporate broker-dealer that has maintained SEC registration since 1980. Ownership is indicated as a combination of a domestic entity and an individual. The firm is classified as "unclassified" in regulatory snapshots rather than under a more specific adviser designation. Regulatory data flags that KW Securities does not operate as a capital allocator and is not identified as an active ESG investor. It is not listed as a multi-state adviser, was not recently formed, and is not recorded as a pension consultant or as a related adviser to another registered entity.

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Christopher Driscoll

    Christopher Driscoll

    CEOCRD 4716573

  • Paul Stache

    Paul Stache

    Chief Compliance OfficerCRD 1170097

  • Alvaro Pereyra

    Alvaro Pereyra

    CEOCRD 5578565

Contacts

3 of 3
  • Gerald Gibbons

    Gerald Gibbons

    Compliance PrincipalCRD 2447903

  • Sarah Russell

    FinOpCRD 6727189

  • Craig Ember

    Craig Ember

    Head of Brokerage OperationsCRD 2159251

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Smithtown, NY

Suffolk

Location

Smithtown, NY

Headquartered in Smithtown, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Suffolk
Address
732 Smithtown Byp
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth