Pre-Ipo Street Inc.

Broker-DealerFINRA MemberEst. 2015
Total AUM
—
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Smithtown, New York
CRD number
173426
Registered since
September 14, 2015

Firm profile

FINTRX

Overview

Pre-Ipo Street Inc. is organized as a corporation and appears in SEC records with an initial registration year of 2015. Ownership is listed as a combination of a domestic entity and an individual. FINTRX classifies the firm as "Unclassified" rather than placing it in a standard RIA subclass, and the snapshot flags several operational attributes: it is not identified as a capital allocator, it does not self-report as an active ESG investor, and it is not designated as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The FINTRX entry does not include descriptions of the firm’s advisory activities, business lines, client segments, or fee arrangements, so there is no public detail on investment philosophy, target clients, or service models. That lack of disclosure makes it difficult to characterize how Pre-Ipo Street Inc. sources mandates or what types of mandates it pursues.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • David Dicenso

    David Dicenso

    Chief Compliance OfficerCRD 1538474

  • Christopher Driscoll

    Christopher Driscoll

    CEOCRD 4716573

  • Alvaro Pereyra

    Alvaro Pereyra

    CEOCRD 5578565

Contacts

3 of 4
  • Paul Stache

    Paul Stache

    Head of Outsourcing Provider PartnershipsCRD 1170097

  • Lawrence Doyle

    Lawrence Doyle

    Registered RepresentativeCRD 2122159

  • Gerald Gibbons

    Supervisory PrincipalCRD 2447903

Unlock 1 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Smithtown, NY

Suffolk

Location

Smithtown, NY

Headquartered in Smithtown, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Suffolk
Address
732 Smithtown Byp
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth