CATHAY SECURITIES, INC.

Overview

Cathay Securities, Inc. is registered as a corporation and has been SEC-registered since 1988. Public records classify the firm as unclassified and list ownership as a mix of domestic entity, foreign entity and individual ownership types. The profile in FINTRX indicates the firm does not act as a capital allocator, is not an active ESG investor, is not registered as a multi-state adviser, and is not newly formed or a pension consultant. Those flags suggest a limited regulatory footprint and no clear evidence in the database of an active, broad advisory platform.

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Investments & Alternatives

Location & Offices