Cathay Securities, Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 21821
- Registered since
- March 11, 1988
- Website
- www.cathaysecurities.com
Firm profile
FINTRXOverview
Cathay Securities, Inc. is organized as a corporation and has been SEC-registered since 1988. FINTRX categorizes the firm as unclassified and indicates ownership that involves domestic entities, foreign entities, and individuals. The firm is not listed as a capital allocator, does not identify as an active ESG investor, is not a multi-state adviser, and is not newly formed. It also does not present itself as a pension consultant or as a related adviser to another registered entity.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Mark Zagotti
CEO and CCOCRD 2534369
Contacts
3 of 9
Xinyi Chu
Investment Banking AssociateCRD 8031160
Ruiwen Zeng
Investment Advisory RepresentativeCRD 7604206
Angel Jiaxin Liu
AssistantCRD 7782928
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 40 Wall St
- Time zone
- ET (UTC-5)
- Office locations
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